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Closed-end fund
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#	Item
681	Division of Investment Management No-Action Letter: Putnam Growth Fund and Putnam International Equities Fund, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-04 15:24:27 Funds Financial services Collective investment schemes Net asset value Closed-end fund Security Index fund London Stock Exchange Mutual fund Financial economics Investment Finance
682	The Ontario Securities Commission OSC Bulletin May 8, 2014 Volume 37, Issue[removed]), 37 OSCB Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-05-08 12:35:25 Financial services Collective investment schemes Management fee Closed-end fund Mutual fund Independent Review Committee Fund administration Exchange-traded fund Mutual fund fees and expenses Financial economics Investment Funds
683	Microsoft Word[removed]Report to Securityholders Trust Funds v4 Add to Reading List Source URL: www.manulifemutualfunds.ca Language: English - Date: 2014-03-28 15:30:26 Collective investment schemes Funds Manulife Financial Independent Review Committee Manulife Bank of Canada Mutual fund Investment management Exchange-traded fund Closed-end fund Financial economics Investment Financial services
684	August 23, 2013 The Secretary Ontario Securities Commission 20 Queen Street West, Suite 1903, Box 55 Toronto, ON M5H 3S8 Sent via e-mail to: [removed] Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:12:27 Financial services Collective investment schemes Funds Institutional investors Hedge fund Mutual fund Independent Review Committee Closed-end fund Exchange-traded fund Financial economics Investment Finance
685	CFTC-SEC Advisory Committee[removed]) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-22 11:43:44 Finance Stock market Knight Capital Group Market maker Electronic trading Short Futures contract Closed-end fund New York Stock Exchange Financial economics Financial markets Investment
686	I INVESTMENT COMPANY INSTITUTE January 14,2002 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-28 16:47:11 Financial services Exchange-traded funds Collective investment schemes Mutual fund Net asset value Investment Company Institute Inverse exchange-traded fund Closed-end fund Financial economics Investment Funds
687	July 2010, Number[removed]REDUCING COSTS OF 401(k) PLANS WITH ETFs AND COMMINGLED TRUSTS By Richard W. Kopcke, Francis M. Vitagliano, and Zhenya S. Karamcheva* Add to Reading List Source URL: crr.bc.edu Language: English - Date: 2012-03-15 14:28:43 Financial services Collective investment schemes Exchange-traded fund Mutual fund Index fund Closed-end fund Active management Stock market Rate of return Financial economics Investment Funds
688	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]IndexIQ ETF Trust, et al.; Notice of Application December 23, 2013 Agency: Securities and Exchange Commission (“Commission”). A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-24 10:53:32 Financial services 76th United States Congress Collective investment schemes Exchange-traded fund Investment Company Act Investment company Investment Advisers Act Unit investment trust Closed-end fund Financial economics Investment Funds
689	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]RiverNorth Funds, et al.; Notice of Application February 18, 2014 Agency: Securities and Exchange Commission (“Commission”). Ac Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-18 18:49:07 Financial services Investment Company Act Investment Advisers Act Financial adviser Exchange-traded fund Investment company Closed-end fund Mutual fund fees and expenses Open-ended investment company Financial economics Investment Funds
690	OFFICE OF THE SECRETARY ( August 3,2007 Ms. Nancy M. Morris Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-15 09:59:59 Funds Collective investment schemes Financial services Financial markets Mutual fund fees and expenses Mutual fund Exchange-traded fund Closed-end fund Open-end fund Financial economics Investment Finance

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